Footnotes for Forest Protection: Cleaning Up the CDM


    1. "Earth Heating Up at a Record Pace" in The New York Times. June 8, 1998.

    2. Unep.ch/iuc/submenu/infokit/fact21.htm "The Kyoto Protocol"

    3. The Kyoto Protocol, Article 3. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    4. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland.

    5. "Clean Development Mechanism" Article 12.2. http://www.iisd.ca/linkages/climate/ba/mechanisms.html

    6. The Kyoto Protocol, Article 12. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    7. The Kyoto Protocol, Articles 3.3, 6, 12. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    8. "Issues Relating to the Kyoto Protocol" from course reader for The Road to Buenos Aires: Controlling Climate Changes in the 21st Century. Hum Bio 147 taught by Professor Armin Rosencranz and Professor Stephen Schneider.

    9. German Advisory Council on Global Change (GACGC). "The Accounting of Biological Sinks and Sources under the Kyoto Protocol–A Step Forwards or Backwards for Global Environmental Protection?" Special Report 1998. Section 7.0. http://www.awi-bremerhaven.de/WBGU/wbgu_sn1998_engl.html

    10. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland, Section 4.1.

    11. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland, Section 2.0.

    12. Stephen Ndore Mutimba. "Joint Implementation as a Technology Transfer Mechanism" in Climate Change Policy Programme. African Centre for Technology Studies (ACTS). March 1998.

    13. Stephen Ndore Mutimba. "Joint Implementation as a Technology Transfer Mechanism" in Climate Change Policy Programme. African Centre for Technology Studies (ACTS). March 1998Section 2.4.

    14. The Kyoto Protocol.
    http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    15. The Kyoto Protocol. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf . Article 12.

    16. William G. Sombrek et al. "Amounts, dynamics, and sequestering of carbon in tropical and subtropical soils" in Ambio (22), 1993. pp 417-426. (Note: A GT = gigaton = 1015 g.)

    17. S. Brown, J Sathaye, M. Cannell, and P. E. Kauppi. "Mitigation of forests for mitigation of greenhouse gas emissions" in Working Group II, Second Assessment Report, Intergovernmental Panel on Climate Change. Cambridge University Press. Chapter 24.

    18. German Advisory Council on Global Change (GACGC). "The Accounting of Biological Sinks and Sources under the Kyoto Protocol–A Step Forwards or Backwards for Global Environmental Protection?" Special Report 1998. Section 7.0. http://www.awi-bremerhaven.de/WBGU/wbgu_sn1998_engl.html.

    19. German Advisory Council on Global Change (GACGC). "The Accounting of Biological Sinks and Sources under the Kyoto Protocol–A Step Forwards or Backwards for Global Environmental Protection?" Special Report 1998. Section 7.0.
    http://www.awi-bremerhaven.de/WBGU/wbgu_sn1998_engl.html p.24.

    20. S. Brown, J Sathaye, M. Cannell, and P. E. Kauppi. "Mitigation of forests for mitigation of greenhouse gas emissions" in Working Group II, Second Assessment Report, Intergovernmental Panel on Climate Change. Cambridge University Press. Chapter 24.

    21. N. Myers. "The World’s Forests and Their Ecosystem Services." Chapter 12 in G.C. Daily, ed., Nature’s Services: Societal Dependence on Natural Ecosystems. Washington D.C.: Island Press, 1997.

    22. Albedo is the reflective quality of a surface. It varies with surface color, the angle of incoming radiation, and the texture of the surface.

    23. N. Myers. "The World’s Forests and Their Ecosystem Services." Chapter 12 in G.C. Daily, ed., Nature’s Services: Societal Dependence on Natural Ecosystems. Washington D.C.: Island Press, 1997, p. 221.

    24. N. Myers. "The World’s Forests and Their Ecosystem Services." Chapter 12 in G.C. Daily, ed., Nature’s Services: Societal Dependence on Natural Ecosystems. Washington D.C.: Island Press, 1997, p. 12.

    25. W.L. Gates. "Modeling the Ice-Age Climate" in Science. Volume 191, 1976. pp. 1138-1144.

    26. W.H. Schlesinger. Biogeochemistry: An Analysis of Global Change. New York, NY: Academic Press, 1997. p. 79.

    27. H. Dosso, et al. "The Tai Project: Land Use Problems in a Tropical Forest" in Ambio. Volume 10 (2-3), 1981. pp. 120-125.

    28. X. Xiao, et al. "Transient Climate Changes and Net Ecosystem Production of the Terrestrial Biosphere" in Global Biogeochemical Cycles 12(2), 1998. pp. 345-360.

    29. R. Condit, et al. "Changes in Tree Species Abundance in a Neotropical Forest: Impact of Climate Change" in Journal of Tropical Ecology, 12 (part 2). pp. 231-256.

    30. R. Condit, et al. "Changes in Tree Species Abundance in a Neotropical Forest: Impact of Climate Change" in Journal of Tropical Ecology, 12 (part 2). pp. 231-256.

    31. E.O. Wilson. "Threats to Biodiversity" in Scientific American. September 1989, pp. 108-116.

    32. J.B. Hughes, et al. "Population Diversity: Its Extent and Extinction" in Science. Volume 278, 1997. pp. 689-692.

    33. S. Pimm, G.J. Russell, J.L. Gittleman, and T.M. Brooks. 1995. "The Future of Biodiversity" in Science. Volume 269, 1995. pp. 347-350.

    34. M.J. Ballick, et al. Tropical Forest Medical Resources and the Conservation of Biodiversity. New York: Colombia Univ. Press, 1996.

    35. N. Myers. "Environmental Unknowns" in Science. Volume 269, 1995. p. 358-360.

    36. J. Houghton. Global Warming: The Complete Briefing. Oxford: Lion, 1994.

    37. IPPC. "Technologies, Policies, and Measures for Mitigating Climate Change" in IPCC Technical Report 1.

    38. For more about the hurdle rate, see
    http://web.mit.edu/smr-online/past/1995/smr3714.html

    39. The Kyoto Protocol. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf, Article 12, 5(c). See also http://www.cnn.com/SPECIALS/1997/global.warming/stories/treaty/index2.html

    40. Biorn Stigson. "Attracting Northern Private Sector Investment for Greenhouse Gas Reduction in the South" in Issues and Options: The Clean Development Mechanism published by UNDP in 1998.

    41. For more about elements for a successful CDM, see http://www.policy.com/go.asp?url=http://www.wri.org/wri/ffi/climate/cbf-cdm.htm

    42. The Kyoto Protocol, Article 12.7. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    43. Jonathan B. Weiner. "Prices vs. Quantities: The Impact of the Legal System" for The Yale Center on Global Change. Snowmass, CO. August 13, 1998. p. 58.

    44. Jonathan B. Weiner. "Prices vs. Quantities: The Impact of the Legal System" for The Yale Center on Global Change. Snowmass, CO. August 13, 1998, p. 9.

    45. Jonathan B. Weiner. "Prices vs. Quantities: The Impact of the Legal System" for The Yale Center on Global Change. Snowmass, CO. August 13, 1998, p. 51.

    46. The Kyoto Protocol. Article 12.2. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    47. Russell Lee, James R. Kahn, Gregg Marland, Milton Russell, Kathryn Shallcross, and Thomas J. Wilbanks. "Understanding Concerns about Joint Implementation" prepared for The Joint Institute for Energy and Environment. Knoxville, TN. October 1997. p. 24.

    48. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland.

    49. Russell Lee, James R. Kahn, Gregg Marland, Milton Russell, Kathryn Shallcross, and Thomas J. Wilbanks. "Understanding Concerns about Joint Implementation" prepared for The Joint Institute for Energy and Environment. Knoxville, TN. October 1997., p. 24.

    50. Russell Lee, James R. Kahn, Gregg Marland, Milton Russell, Kathryn Shallcross, and Thomas J. Wilbanks. "Understanding Concerns about Joint Implementation" prepared for The Joint Institute for Energy and Environment. Knoxville, TN. October 1997., p. 31.

    51. Russell Lee, James R. Kahn, Gregg Marland, Milton Russell, Kathryn Shallcross, and Thomas J. Wilbanks. "Understanding Concerns about Joint Implementation" prepared for The Joint Institute for Energy and Environment. Knoxville, TN. October 1997., p. 28.

    52. The Expert Group Meeting (EGM) on the Clean Development Mechanism and Sustainable Industrial Development Centre from 1-2 October 1998.
    http://www.iisd.ca/linkages/sd/unido/unido.html

    53. Statement by Austria: COP-4, Agenda Item 5a (III) Clean Development Mechanism http://www.mbnet.mb.ca/linkages/climate/ba/eu_cdm.pdf

    54. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland, Section 6.3.2.

    55. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland., Section 6.3.2.

    56. Independent auditors, or operational entities, are critical to most notions of the structure of the CDM. It is important that all monitoring, measurements and accounting be free of influence from parties with vested interests in the outcome of any audit. These operational entities should perform third party certifications. This would thus avoid conflict of interest.

    57. Accurate monitoring and verification depend upon good accounting techniques and procedures as well as solid baselines.

    58. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland, Section 6.3.3.

    59. Michaelowa Axel and Michael Dutschke. "Interest Groups and Efficient Design of the Clean Development Mechanism under the Kyoto Protocol." Paper presented at the Second International Conference of the European Society for Ecological Economics. March 4-8, 1998. Geneva, Switzerland, Section 6.3.4.

    60. The Kyoto Protocol. Article 3.3. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    61. The Kyoto Protocol.
    http://www.unfccc.de/fccc/docs/cop3/protocol.pdf., Article 3.7.

    62. The additionality requirement refers to the condition that all carbon emissions reduction measures including the increase of sinks must be additional to any projects that would have happened in the absence of any emissions crediting system. Thus, in order to receive credits, the nations must prove that the project undertaken to reduce carbon emissions would not have happened regardless.

    63. This debate revolves around several issues that permeate general discussions of both the CDM and the inclusion of LUCF sector changes within the Protocol. For the purposes of this analysis, however, we will focus on the issues that directly link the LUCF sector and the CDM.

    64. Stephen Ndore Mutimba. "Joint Implementation as a Technology Transfer Mechanism" in Climate Change Policy Programme. African Centre for Technology Studies (ACTS). March 1998., Section 4.2.1.

    65. Stephen Ndore Mutimba. "Joint Implementation as a Technology Transfer Mechanism" in Climate Change Policy Programme. African Centre for Technology Studies (ACTS). March 1998., Section 4.2.2.

    66. Paul Hassing. "Catalyzing the Market for GHG Offsets: Jump-Starting the Kyoto Protocol" for Netherlands Development Assistance. 20 February 1998. p. 8.

    67. Paul Hassing. "Catalyzing the Market for GHG Offsets: Jump-Starting the Kyoto Protocol" for Netherlands Development Assistance. 20 February 1998, p. 8.

    68. Paul Hassing. "Catalyzing the Market for GHG Offsets: Jump-Starting the Kyoto Protocol" for Netherlands Development Assistance. 20 February 1998, p. 7.

    69. The Kyoto Protocol. Article 12.3b. http://www.unfccc.de/fccc/docs/cop3/protocol.pdf

    70. Espen Ronnenberg. Minister Counsellor Permanent Mission for the Republic of the Marshall Islands to the United Nations. "Sinks and the Clean Development Mechanism."
    http://www.iisd.ca/linkages/journal/ronnenberg.html

    71. German Advisory Council on Global Change (GACGC). "The Accounting of Biological Sinks and Sources under the Kyoto Protocol–A Step Forwards or Backwards for Global Environmental Protection?" Special Report 1998. Section 7.3. http://www.awi-bremerhaven.de/WBGU/wbgu_sn1998_engl.html.

    72. The fact that the forests are clear-cut and then those lands reforested suggest that at best the carbon emissions would directly offset each other. However, in terms of climate change, the huge jump in carbon emissions resulting from clear-cutting is vastly more detrimental to the environment. The rapid regrowth of that same land can do very little in terms of mitigating the effects of such a large dose of carbon into the atmosphere. This in conjunction with the fact that those "reforestation offsets" are not being sold in order to offset the original clear-cut, but rather to offset increased emissions in another country or another sector. Finally, evidence suggests that, in fact, the regrowth sink will never fully achieve the carbon absorption of the original source.


    73. Espen Ronnenberg. Minister Counsellor Permanent Mission for the Republic of the Marshall Islands to the United Nations. "Sinks and the Clean Development Mechanism " http://www.iisd.ca/linkages/journal/ronnenberg.html

    74. Espen Ronnenberg. Minister Counsellor Permanent Mission for the Republic of the Marshall Islands to the United Nations. "Sinks and the Clean Development Mechanism" http://www.iisd.ca/linkages/journal/ronnenberg.html

    75. Compared to a range of uncertainty from 0 to 7% for other forms of CDM projects and absolute certainty with domestic source reduction efforts.

    76. German Advisory Council on Global Change (GACGC). "The Accounting of Biological Sinks and Sources under the Kyoto Protocol–A Step Forwards or Backwards for Global Environmental Protection?" Special Report 1998. Section 7.1.3. http://www.awi-bremerhaven.de/WBGU/wbgu_sn1998_engl.html.

    77. Russell Lee, James R. Kahn, Gregg Marland, Milton Russell, Kathryn Shallcross, and Thomas J. Wilbanks. "Understanding Concerns about Joint Implementation" prepared for The Joint Institute for Energy and Environment. Knoxville, TN. October 1997. Annex C-3

    78. Russell Lee, James R. Kahn, Gregg Marland, Milton Russell, Kathryn Shallcross, and Thomas J. Wilbanks. "Understanding Concerns about Joint Implementation" prepared for The Joint Institute for Energy and Environment. Knoxville, TN. October 1997. Annex C-4.

    79. Espen Ronnenberg. Minister Counsellor Permanent Mission for the Republic of the Marshall Islands to the United Nations. "Sinks and the Clean Development Mechanism".
    http://www.iisd.ca/linkages/journal/ronnenberg.html

    80. Wayne A. Morrissey and John R. Justus. Global Climate Change. Congressional Research Service, Library of Congress (IB89005 CRS Issue Brief for Congress) updated October 14, 1998. p. 5.

    81. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998. p. 5.

    82. "Cool reception; U.S. warming proposal shelved" in The Stanford Daily. November 4, 1998. p. 3

    83. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998, p. 14.

    84. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998. p. 13.

    85. See
    www.globalclimate.org/mission.htm

    86. See www.sbsc.org/globalwarming/

    87. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998, p. 10.

    88. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998, p. 18.

    89. Even though a third of the Senate faced election contests in 1998, only eight seats actually changed hands. Five change-overs were due to retirement or election to another office, with no net gain or loss for either party, while three incumbents fought losing battles in hotly contested elections, resulting in a small, but significant party shift. Carol Mosley-Braun (D-IL) lost her seat to a Republican. However, two Republicans, Al D’Amato (R-NY) and Dan Faircloth (R-NC), both lost their seats to Democrats. Hence, there was an overall net gain of one seat by the Democrats. Even though they still face a Republican majority in the Senate, the Democrats are in a much better position, especially since the expectations of the Republican leadership far exceeded the actual outcome of the 1998 midterm elections.

    90. Wayne A. Morrissey and John R. Justus. Global Climate Change. Congressional Research Service, Library of Congress (IB89005 CRS Issue Brief for Congress) updated October 14, 1998., p. 12.

    91. See
    http://scorecard.lcv.org/senate.cfm

    92. "U.S. Leadership Needed On Global Warming Pact" in The San Francisco Chronicle. October 17, 1997. p. A24.

    93. Becker, Daniel. (Director of the Sierra Club’s Global-Warming Program.) As quoted in an article by David Corn. "Will the President Listen to Industry’s Hot Air on the Global Warming Treaty? White House vs. Greenhouse" in The Nation. October 13, 1997. p. 20.

    94. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998, p. 5.

    95. Keating, Raymond J. (Chief Economist for the Small Business Survival Committee ) "The Emissions Trading Shell Game" in
    www.sbsc.org/rw-gw.html. October 1998.

    96. Keating, Raymond J. (Chief Economist for the Small Business Survival Committee ) "The Emissions Trading Shell Game" in
    www.sbsc.org/rw-gw.html. October 1998.

    97. Keating, Raymond J. (Chief Economist for the Small Business Survival Committee ) "The Emissions Trading Shell Game" in
    www.sbsc.org/rw-gw.html. October 1998.

    98. George M. Woodwell and John P. Holdren. "The Climate-Change Nay-Sayers are Wrong" in a press release article disseminated by email from Professor Holdren’s office at Harvard University.

    99. Dr. Frederick Seitz. "A Major Deception on Global Warming" in The Wall Street Journal. June 12, 1996.

    100. Paul Edwards and Stephen Schneider (both of Stanford University). "The 1995 IPCC Report: Broad Consensus or ‘Scientific Cleansing’?" 1997. p. 8.

    101. Paul Edwards and Stephen Schneider (both of Stanford University). "The 1995 IPCC Report: Broad Consensus or ‘Scientific Cleansing’?" 1997. p. 8.

    102. Corn (See
    http://scorecard.lcv.org/senate.cfm), p. 20.

    103. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998, p. 15.

    104. Yellen, Janet. Statement on the Economics of the Kyoto Protocol before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry. March 5, 1998.

    105. WWF Press Release. October 20, 1998.

    106. WWF Press Release. October 20, 1998.

    107. See
    www.globalclimate.org.